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investment firm

      1. 124
        1. (1) any person150198 whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis.
        [Note: article 2(1A) of MiFIR166]
        1. (2) (in REC) a MiFID investment firm, or a person who would be a MiFID investment firm if it had its head office in the UK166.
        1. (3) [deleted]184160166143
        160
        1. (4) [deleted]184
        1. (5) [deleted]184136
        1. (6) (in SYSC 19D (Dual-regulated firms Remuneration Code)) a firm in (3) that is a UK designated investment firm.136