Status: You are viewing the version of the handbook as on 2005-06-30.

inter-professional investment

    any of the following investments specified in Part III of the Regulated Activities Order (Specified investments):

      1. (a) share (article 76);
      1. (b) debenture (article 77);
      1. (c) government and public security (article 78);
      1. (d) warrant (article 79);
      1. (e) certificate representing certain securities (article 80);
      1. (f) option (article 83); for the purposes of the permission regime, this is sub-divided into:
        1. (i) option (excluding a commodity option and an option on a commodity future);
        1. (ii) commodity option and option on a commodity future;
      1. (g) future (article 84); for the purposes of the permission regime, this is sub-divided into:
        1. (i) future (excluding a commodity future and a rolling spot forex contract);
        1. (ii) commodity future;
        1. (iii) rolling spot forex contract;
      1. (h) contract for differences (article 85); for the purposes of the permission regime, this is sub-divided into:
        1. (i) contract for differences (excluding a spread bet and a rolling spot forex contract);
        1. (ii) spread bet;
        1. (iii) rolling spot forex contract;
      1. (i) rights to or interests in investments in (a) to (h) (article 89)5.