Status: You are viewing the version of the handbook as on 2009-03-31.

insurance mediation activity

    22any of the following regulated activities carried on in relation to a contract of insurance or rights to or interests in a life policy:

      1. (a) dealing in investments as agent (article 21);
      1. (b) arranging (bringing about) deals in investments (article 25(1));
      1. (c) making arrangements with a view to transactions in investments (article 25(2));
      1. (d) assisting in the administration and performance of a contract of insurance (article 39A);
      1. (e) advising on investments (article 53);
      1. (f) agreeing to carry on a regulated activity in (a) to (e) (article 64).