Content Options

Content Options

View Options

Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

insurance mediation activity

    22any of the following regulated activities carried on in relation to a contract of insurance or rights to or interests in a life policy:

      1. (a) dealing in investments as agent (article 21);
      1. (b) arranging (bringing about) deals in investments (article 25(1));
      1. (c) making arrangements with a view to transactions in investments (article 25(2));
      1. (d) assisting in the administration and performance of a contract of insurance (article 39A);
      1. (e) advising on investments (except P2P agreements)142 142(article 53(1) to (1D)157);
      1. (f) agreeing to carry on a regulated activity in (a) to (e) (article 64).