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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2016-10-03.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

Host State regulator

      1. (1) (in relation to an EEA firm or a Treaty firm exercising an EEA right or Treaty right in the United Kingdom) the52FCA or PRA as the case may be.52
      1. (2) (in relation to a UK firm) (as defined in paragraph 11 of Schedule 3 to the Act (EEA Passport Rights)) the competent authority (under the relevant Single Market Directive or the auction regulation2727) of an EEA State (other than the United Kingdom) in relation to a 27 UK firm's 27 exercise of EEA rights there.
      1. (3) (in REC in relation to a UK RIE) the competent authority (within the meaning of Article (4)(1)(22) of MiFID) of the EEA State in which the UK RIE intends to make, or has made, arrangements to facilitate access to, or use of, a regulated market or a multilateral trading facility operated by the UK RIE.11
      1. (4) (in relation to an EEA UCITS scheme which is a recognised scheme) the 52FCA.52 23
      1. (5) (in relation to a UCITS that is the subject of a notification in accordance with article 93 of the UCITS Directive) the competent authority of an EEA State (other than the United Kingdom) in which units of the UCITS may be marketed to the public.23