Status: You are viewing the version of the handbook as on 2011-04-29.

Host State regulator

      1. (1) (in relation to an EEA firm or a Treaty firm exercising an EEA right or Treaty right in the United Kingdom) the FSA.
      1. (2) (in relation to a UK firm) (as defined in paragraph 11 of Schedule 3 to the Act (EEA Passport Rights)) the competent authority (under the relevant Single Market Directive) of an EEA State (other than the United Kingdom) in relation to a UK firm's exercise of EEA rights there.
      1. (3) (in REC in relation to a UK RIE) the competent authority (within the meaning of Article (4)(1)(22) of MiFID) of the EEA State in which the UK RIE intends to make, or has made, arrangements to facilitate access to, or use of, a regulated market or a multilateral trading facility operated by the UK RIE.11