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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

holder

      1. 1(a) (in relation to a unit in an authorised fund):
        1. (i) the shareholder; or
        1. (ii) the Unitholder; or38
        1. (iii) (in FEES 6 and COMP, where the authorised fund is a UK ELTIF), the person whose name is entered in the record of the holders of units in the ELTIF as the holder of that unit.38
      1. (b) (in relation to a unit in any other collective investment scheme):
        1. (i) the person who is entered in the register of the scheme as the holder of that unit; or
        1. (ii) the bearer of a bearer certificate representing that unit.