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SMCR financial activities

    173any of the following:

    (a) regulated activities;

    (b) an activity carried on in connection with a regulated activity (whether current, past or contemplated);

    (c) an activity held out as being for the purposes of a regulated activity (whether current, past or contemplated);

    (d) activities that constitute dealing in investments as principal, disregarding the exclusion in article 15 of the Regulated Activities Order (Absence of holding out etc); or

    (e) activities listed in points 2 to 15 of Annex I to the CRD (List of activities subject to mutual recognition).