significant transaction
- (a) the issuer has a market capitalisation of less than £1.5billion and has submitted to the FCA for approval or review a document in relation to a reverse takeover, hostile takeover or significant restructuring; or
- (b) the issuer has a market capitalisation that is equal to or more than £500million and less than £5billion and has submitted to the FCA for approval or review:
- (i) a prospectus for equity securities or specified exempted documents190; or
- (ii) a prospectus or listing particulars in relation to a certificate representing certain securities; or
- (iii) a document in relation to a class 1 transaction.
146a transaction where: