senior conduct rules staff member

136(in COCON) a person who160:

1. (a) comes within row (1) of the table in COCON 1.1.2R (160an SMF manager)160; 139
1. (b) comes within row (2) of the table in COCON 1.1.2R (160an employee of a relevant authorised person who performs the function of an SMF manager);160 139139
1. (c) meets the following conditions:160
   1. (i) they come within row (7) of the table in COCON 1.1.2R (160an approved person performing a controlled function 160(including a PRA controlled function) in a Solvency II firm (including a large non-directive insurer) or a small non-directive insurer); and160
   1. (ii) that controlled function is a significant-influence function; or 160
   141139139143
1. (d) comes within row (8) of the table in COCON 1.1.2R (a standard non-executive director of a relevant authorised person, a Solvency II firm (including a large non-directive insurer) or a small non-directive insurer).160