senior conduct rules staff member
- (b) comes within row (2) of the table in COCON 1.1.2R (160an employee of a an SMCR firm174 who performs the function of an SMF manager);160 or174139139
Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.