G365 - Rule-making and Amending Instruments
-
FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019
Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB
Effective Date: 26th July 2019
-
FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018
Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON
Effective Date: 28th September 2018
-
FCA 2016/57: Individual Accountability (Regulatory References) Instrument 2016
Chapter: Glossary, SYSC, SUP
Effective Date: 28th September 2016
-
FCA 2016/9: Handbook Administration (No 40) Instrument 2016
Chapter: Glossary, MCOB, PR, LR, IPRU-INV, SUP, GEN, SYSC, MAR, COCON, BCOBS, EG
Effective Date: 26th February 2016
-
FCA 2016/7: Individual Accountability (Regulatory References) (Interim Requirements) Instrument 2016
Chapter: Glossary, SYSC, SUP
Effective Date: 3rd February 2016
-
FCA 2015/31: Individual Accountability Instrument 2015
Chapter: Glossary, SYSC, FIT, SUP
Effective Date: 7th July 2015
-
FSA 2011/10: Decision Procedure and Penalties Manual and Enforcement Guide (Amendment No 2) Instrument 2011
Chapter: Glossary, GEN, DEPP, EG
Effective Date: 24th February 2011
-
FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
-
FSA 2003/1: Statutory Status Disclosure Instrument 2003
Chapter: AUTH, COB, CRED, ECO, GEN, Glossary, PROF
Effective Date: 16th January 2003
-
FSA 2001/7: General Provisions and Glossary Instrument 2001
Chapter: GEN, Glossary
Effective Date: 21st June 2001
