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employee

      1. (1) (for all purposes except those in (2)) an individual:
        1. (a) who is employed or appointed by a person in connection with that person's business, whether under a contract of service or for services or otherwise; or
        1. (b) whose services, under an arrangement between that person and a third party, are placed at the disposal and under the control of that person;
        but excluding an appointed representative of that person.
      1. (2) (for the purposes of:
        1. (a) COB 7.13 (Personal account dealing);
        1. (aa) GEN 4 (Statutory status disclosure);
        1. (b) SUP 12 (Appointed representatives); and
        1. (c) TC)
        an individual:410
          1. (i) within (1); or
          1. (ii) who is:
            1. (A) an appointed representative of the person referred to in (1); or
            1. (B) employed or appointed by an appointed representative of that person, whether under a contract of service or for services or otherwise, in connection with the business of the appointed representative for which that person has accepted responsibility.