compliance requirements for SMCR firms
227any of the following requirements:
- (a) SYSC 3.2.8R (The compliance function);
- (b) SYSC 6.1 (Compliance);
- (c) article 22 of the MiFID Org Regulation (Compliance); 236
- (d) article 22 of the MiFID Org Regulation (as applied in accordance with SYSC 1 Annex 1 2.8AR, SYSC 1 Annex 1 3.2-AR, SYSC 1 Annex 1 3.2-BR, SYSC 1 Annex 1 3.2CR and SYSC 1 Annex 1 3.3R); or236
- 236(e) article 61 of the AIFMD level 2 regulation (Permanent compliance function).