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Status: You are viewing the version of the handbook as on 2016-10-03.

reportable concern

    152a concern held by any person in relation to the activities of a firm, including:

      1. (a) anything that would be the subject-matter of a protected disclosure, including breaches of rules;
      1. (b) a breach of the firm’s policies and procedures; and
      1. (c) behaviour that harms or is likely to harm the reputation or financial well-being of the firm.