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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

reportable concern

    152a concern held by any person in relation to the activities of a firm, including:

      1. (a) anything that would be the subject-matter of a protected disclosure, including breaches of rules;
      1. (b) a breach of the firm’s policies and procedures; and
      1. (c) behaviour that harms or is likely to harm the reputation or financial well-being of the firm.