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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

affected person

    413(in COLL):

      1. (a) (in relation to an ICVC):
        1. (i) the ICVC;
        1. (ii) its depositary;
        1. (iii) a director of the ICVC;
        1. (iv) any investment adviser of the ICVC;
        1. (v) any associate of any person in (a)(i), (ii), (iii) or (iv);
        1. (vi) the auditor of the scheme;
      1. (b) (in relation to an AUT):
        1. (i) the manager;
        1. (ii) the trustee;
        1. (iii) any investment adviser of the manager;
        1. (iv) any associate of any person in (b)(i), (ii) or (iii);
        1. (v) the auditor of the scheme.
      1. 95(c) (in relation to an ACS):
        1. (i) the authorised fund manager;
        1. (ii) the depositary;
        1. (iii) any investment adviser of the authorised fund manager;
        1. (iv) any associate of any person in (c)(i), (ii) or (iii);
        1. (v) the auditor of the scheme;
        1. (vi) the nominated partner.