competent employees rule
- (a) for an insurer, a managing agent and the Society208, SYSC 3.1.6R;20862
- (b) for a common platform firm, article 21(1)(d) of the MiFID Org Regulation that applies in accordance with SYSC 1 Annex 1 2.8R and SYSC 1 Annex 1 2.8AR;211208
- (ba) for a MiFID optional exemption firm and a third country firm, article 21(1)(d) of the MiFID Org Regulation that applies in accordance with SYSC 1 Annex 1 2.8R, SYSC 1 Annex 1 2.8AR and SYSC 1 Annex 1 3.2CR; and211
- (c) for every other firm, SYSC 5.1.1R (where it applies).208