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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

advising on investments

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      1. (1) (except in SUP 10A (FCA150 Approved Persons in Appointed Representatives160), SYSC 27 (Senior managers and certification regime: Certification regime)150,177143 APER and CONRED 2177143) the regulated activities131, specified in article 53(1) to (1D)177143 and article177143 53(2)131 of the Regulated Activities Order (Advising on investments), which are131:
        1. (a) advising on investments (except P2P agreements); and131
        1. (b) advising on P2P agreements.131
      1. (2) (in SUP 10A (FCA150 Approved Persons in Appointed Representatives160), SYSC 27 (Senior managers and certification regime: Certification regime)150 and APER) the regulated activities131 specified in 131article 53(1) to (1D)177143 and article 53(2)177143 (Advising on investments) of the Regulated Activities Order. For these purposes, advising on investments includes any activities that would be included but for the exclusion in article 72AA (Managers of UCITS and AIFs) of the Regulated Activities Order.
      1. (3) (in CONRED 2) has the meaning in force on 1 April 2013.177143