controlled activity
- (a) accepting deposits (paragraph 1)
- (b) effecting contracts of insurance (paragraph 2(1)):
- (c) carrying out contracts of insurance (paragraph 2(2));
- (d) dealing in securities and contractually based investments as principal or agent (paragraph 3(1));
- (e) arranging (bringing about) deals in investments (paragraph 4(1));
- (f) making arrangements with a view to transactions in investments (paragraph 4(2));
- (fa) operating a multilateral trading facility (paragraph 4A);
- 157(fab) credit broking (paragraph 4B);
- 157(fac) operating an electronic system in relation to lending (paragraph 4C);
- (g) managing investments (paragraph 5);
- 157(ga) debt adjusting (paragraph 5A);
- 157(gb) debt-counselling (paragraph 5B);
- (h) safeguarding and administering investments (paragraph 6);
- (i) advising on investments (except P2P agreements)191 (paragraph 7(1)191);
- (ia) advising on P2P agreements (paragraph 7(2));191
- (j) advising on syndicate participation at Lloyd's (paragraph 8);
- (k) providing funeral plan contracts (paragraph 9);
- (l) providing qualifying credit (paragraph 10);
- (m) arranging qualifying credit etc. (paragraph 10A);
- (n) advising on qualifying credit etc. (paragraph 10B);
- 157(na) providing relevant consumer credit (paragraph 10BA);
- 157(nb) providing consumer hire (paragraph 10BB);
- (o) entering into a home purchase plan (paragraph 10C);
- (p) making arrangements with a view to a home purchase plan (paragraph 10D);
- (q) advising on a home purchase plan (paragraph 10E);
- (r) entering into a home reversion plan (paragraph 10F);
- (s) making arrangements with a view to a home reversion plan (paragraph 10G);
- (t) advising on a home reversion plan (paragraph 10H);
- (u) agreeing to carry on specified kinds of activity (paragraph 11) which are specified in paragraphs 3 to 10H (other than paragraph 4A) of Part 1 of Schedule 1 to the Financial Promotion Order.
(in accordance with section 21(9) of the Act (The classes of activity and investment)) any of the following activities specified in Part 1 of Schedule 1 to the Financial Promotions Order (Controlled Activities):