controlled activity
- (a) accepting deposits (paragraph 1)
- (b) effecting contracts of insurance (paragraph 2(1)):
- (c) carrying out contracts of insurance (paragraph 2(2));
- (d) dealing in securities and contractually based investments as principal or agent (paragraph 3(1));
- (e) arranging (bringing about) deals in investments (paragraph 4(1));
- (f) making arrangements with a view to transactions in investments (paragraph 4(2));
- (fa) operating a multilateral trading facility57 (paragraph 4A);52
- (g) managing investments (paragraph 5);
- (h) safeguarding and administering investments (paragraph 6);
- (i) advising on investments (paragraph 7);
- (j) advising on syndicate participation at Lloyd's (paragraph 8);
- (k) providing funeral plan contracts (paragraph 9);
- (l) providing qualifying credit (paragraph 10);
- 41(o) entering into a home purchase plan (paragraph 10C);
- 41(p) making arrangements with a view to a home purchase plan (paragraph 10D);
- 41(q) advising on a home purchase plan (paragraph 10E);
- 41(r) entering into a home reversion plan (paragraph 10F);
- 41(s) making arrangements with a view to a home reversion plan (paragraph 10G);
- 41(t) advising on a home reversion plan (paragraph 10H); or56
(in accordance with section 21(9) of the Act (The classes of activity and investment)) any of the following activities specified in Part 1 of Schedule 1 to the Financial Promotions Order (Controlled Activities):