Content Options

Content Options

View Options

controlled activity

    (in accordance with section 21(9) of the Act (The classes of activity and investment)) any of the following activities specified in Part 1 of Schedule 1 to the Financial Promotions Order (Controlled Activities):

      1. (a) accepting deposits (paragraph 1)
      1. (b) effecting contracts of insurance (paragraph 2(1)):
      1. (c) carrying out contracts of insurance (paragraph 2(2));
      1. (d) dealing in securities, qualifying cryptoassets 273 and contractually based investments as principal or agent (paragraph 3(1));
      1. (e) arranging (bringing about) deals in investments267 (paragraph 4(1));
      1. (f) making arrangements with a view to transactions in investments267 (paragraph 4(2));
      1. (fa) operating a multilateral trading facility (paragraph 4A);
      1. 157(fab) credit broking (paragraph 4B);
      1. 157(fac) operating an electronic system in relation to lending (paragraph 4C);
      1. (g) managing investments267 (paragraph 5);
      1. 157(ga) debt adjusting (paragraph 5A);
      1. 157(gb) debt-counselling (paragraph 5B);
      1. (h) safeguarding and administering investments (paragraph 6);
      1. 191(i) advising on investments (except P2P agreements)267 (paragraph 7(1));
      1. (ia) advising on P2P agreements (paragraph 7(2));191
      1. (j) advising on syndicate participation at Lloyd's (paragraph 8);
      1. (k) providing funeral plan contracts (paragraph 9);
      1. (l) providing qualifying credit (paragraph 10);
      1. (m) arranging qualifying credit etc. (paragraph 10A);
      1. (n) advising on qualifying credit etc. (paragraph 10B);
      1. 157(na) providing relevant consumer credit (paragraph 10BA);
      1. 157(nb) providing consumer hire (paragraph 10BB);
      1. (o) entering into a home purchase plan (paragraph 10C);
      1. (p) making arrangements with a view to a home purchase plan (paragraph 10D);
      1. (q) advising on a home purchase plan (paragraph 10E);
      1. (r) entering into a home reversion plan (paragraph 10F);
      1. (s) making arrangements with a view to a home reversion plan (paragraph 10G);
      1. (t) advising on a home reversion plan (paragraph 10H);
      1. (u) agreeing to carry on specified kinds of activity (paragraph 11) which are specified in paragraphs 3 to 10H (other than paragraph 4A) of Part 1 of Schedule 1 to the Financial Promotion Order.