G1993 - Rule-making and Amending Instruments

• FSA 2006/70: Transparency Obligations Directive (Disclosure and Transparency Rules) Instrument 2006

  Chapter: Glossary, LR, DTR

  Effective Date: 21st December 2006

• FSA 2006/50: Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006

  Chapter: SYSC, PRIN, COND, COB, ICOB, MCOB, CASS, MAR, TC, SUP, ENF, CRED, PROF, REC

  Effective Date: 23rd November 2006