Content Options

View Options

senior personnel

      1. (1) those persons who effectively direct the business of the 136firm, CBTL firm, recognised investment exchange or data reporting services provider160181 which could include the membership of the160181 governing body and other individuals160181 who effectively direct the business of the person160181. 136136103
      1. (2) (in relation to a management company and in accordance with article 3(4) of the UCITS implementing Directive) the person or persons who effectively conduct the business of the management company.103