Content Options

Content Options

View Options


You are viewing the version of the document as on 2022-01-01.

senior personnel

      1. (1) those persons who effectively direct the business of the 137firm, CBTL firm, recognised investment exchange or data reporting services provider161232 which could include the membership of the161232 governing body and other individuals161232 who effectively direct the business of the person161232. 137137103
      1. (2) (in relation to a management company180) the person or persons who effectively conduct the business of the management company.103

    [Note: article 3(4) of the UCITS implementing Directive]180