Status: You are viewing the version of the handbook as on 2018-07-01.

senior personnel

      1. (1) those persons who effectively direct the business of the 136firm, CBTL firm, recognised investment exchange or data reporting services provider160193 which could include the membership of the160193 governing body and other individuals160193 who effectively direct the business of the person160193. 136136103
      1. (2) (in relation to a management company and in accordance with article 3(4) of the UCITS implementing Directive) the person or persons who effectively conduct the business of the management company.103