Status: You are viewing the version of the handbook as on 2018-04-01.

senior personnel

      1. (1) those persons who effectively direct the business of the 136firm, CBTL firm, recognised investment exchange or data reporting services provider160192 which could include the membership of the160192 governing body and other individuals160192 who effectively direct the business of the person160192. 136136103
      1. (2) (in relation to a management company and in accordance with article 3(4) of the UCITS implementing Directive) the person or persons who effectively conduct the business of the management company.103