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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

senior personnel

      1. (1) those persons who effectively direct the business of the 137firm, CBTL firm, recognised investment exchange or data reporting services provider161211 which could include the membership of the161211 governing body and other individuals161211 who effectively direct the business of the person161211. 137137103
      1. (2) (in relation to a management company180) the person or persons who effectively conduct the business of the management company.103

    [Note: article 3(4) of the UCITS implementing Directive]180