Status: You are viewing the version of the handbook as on 2016-02-03.

dealing

      1. 24(1) (other than in MAR 1 (The Code of Market Conduct)) (in accordance with paragraph 2 of Schedule 2 to the Act (Regulated activities) buying, selling, subscribing for or underwriting investments or offering or agreeing to do so, either as a principal or as an agent, including, in the case of an investment which is a contract of insurance, carrying out the contract.
      1. (2) (in MAR 1) (as defined as in section 130A(3) of the Act), in relation to an investment, means acquiring or disposing of the investment whether as principal or agent or directly or indirectly, and includes agreeing to acquire or dispose of the investment, and entering into and bringing to an end a contract creating it.