- (a) a credit institution; or
- (b) a “Solvency II undertaking”, “third country insurance undertaking” or “third country reinsurance undertaking”, each as defined in the PRA Rulebook: Glossary161; or
- (c) an investment firm;
23one of the following:
whether or not it is incorporated in, or has its head office in, an EEA State.
An asset management company is treated as a regulated entity for the purposes described in
An alternative investment fund manager is treated as a regulated entity for the purposes described in GENPRU 3.1.39 R (The financial sectors: alternative investment fund managers).121 GENPRU 3.1.39R46 (The financial sectors: asset management companies).