Status: You are viewing the version of the handbook as on 2016-02-03.

regulated entity

    23one of the following:

      1. (a) a credit institution; or
      1. (b) a regulated insurance entity; or
      1. (c) an investment firm;

    whether or not it is incorporated in, or has its head office in, an EEA State.

    An asset management company is treated as a regulated entity for the purposes described in

    An alternative investment fund manager is treated as a regulated entity for the purposes described in GENPRU 3.1.39 R (The financial sectors: alternative investment fund managers).121 GENPRU 3.1.39R46 (The financial sectors: asset management companies).