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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

regulated entity

    23one of the following:

      1. (a) a credit institution; or
      1. (b) a “UK Solvency II firm”192, “third country insurance undertaking” or “third country reinsurance undertaking”, each as defined in the PRA Rulebook: Glossary161; or
      1. (c) an investment firm;

    whether or not it is incorporated in, or has its head office in, the UK192.

    An asset management company is treated as a regulated entity for the purposes described in GENPRU 3.1.39R (The financial sectors: asset management companies).192

    An alternative investment fund manager is treated as a regulated entity for the purposes described in GENPRU 3.1.39 R (The financial sectors: alternative investment fund managers).121GENPRU 3.1.39R46 (The financial sectors: asset management companies).