Status: You are viewing the version of the handbook as on 2009-03-31.

mixed-activity holding company

    19one of the following:

      1. (a) (in accordance with Article 404(20)40of the Banking Consolidation Directive (Definitions)) a parent undertaking, other than a financial holding company, a credit institution or a mixed financial holding company, the subsidiary undertakings of which include at least one credit institution; or
      1. (b) (in accordance with Article40s 2(2) and 37(1) 40of the Capital Adequacy Directive (Supervision on a consolidated basis) and in relation to a banking and investment group without any credit institutions in it) a parent undertaking, other than a financial holding company, an investment firm or a mixed financial holding company, the subsidiary undertakings of which include at least one investment firm.