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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

investment services sector

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        1. (1) a sector composed of one or more of the following entities:
          1. (a) an investment firm;
          1. (b) a financial institution; and
          1. (c) (in the circumstances described in GENPRU 3.1.39 R (The financial sectors: Asset management companies and alternative investment fund managers)) an asset management company or an alternative investment fund manager.
        1. (2) (in BIPRU (except in BIPRU 12) a sector comprised of one or more of the following entities:
          1. (a) the entities in (1); and
          1. (b) a CAD investment firm.