Status: You are viewing the version of the handbook as on 2009-03-31.

shareholder

    (1) 48(in relation to an ICVC, and subject to CIS 11.2.2 R (Special meaning of shareholder)):

      1. (a) (in relation to a share that is represented by a bearer certificate) the person who holds the certificate;
      1. (b) (in relation to a share that is not represented by a bearer certificate) the person whose name is entered on the register in relation to that share.5

    (2) (in relation to chapters 5 [ ] of DTR) any natural person or legal entity governed by private or public law, who holds directly or indirectly:48

      1. (a) shares of the issuer in its own name and on its own account;48
      1. (b) shares of the issuer in its own name, but on behalf of another natural person or legal entity;48
      1. (c) depository receipts, in which case the holder of the depository receipt shall be considered as the shareholder of the underlying shares represented by the depository receipts.48