Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2023-11-06.

senior manager

    an individual other than a director:

      1. (a) who is employed by:
        1. (i) a firm; or
        1. (ii) a body corporate within a group of which the firm is a member;
      1. (b) to whom the governing body of the firm, or a member of the governing body of the firm, has given responsibility, either alone or jointly with others, for management and supervision;
      1. (c) who, if the individual is employed by the firm, reports directly to:
        1. (i) the governing body; or
        1. (ii) a member of the governing body; or
        1. (iii) the chief executive; or
        1. (iv) the head of a significant business unit; and
      1. (d) who, if the individual is employed by a body corporate within the group, reports directly to a person who is the equivalent of a body or person referred to in (c).5