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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

secondary pooling event

      1. (1) [deleted]
      1. (2) (in CASS 5) an event that occurs in the circumstances described in CASS 5.6.14 R (Failure of a bank, other broker or settlement agent: secondary pooling events).
      1. (3) (in CASS 7 and CASS 7A) an event that occurs in the circumstances described in CASS 7A.3.1R (Failure of a bank, intermediate broker, settlement agent,164 or OTC counterparty, exchange or clearing house164: secondary pooling events).
      1. 122(4) (in CASS 11) an event that occurs in the circumstances described in CASS 11.13.10 R.
      1. (5) (in CASS 13) an event that occurs in the circumstances described in CASS 13.11.11R.175