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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2019-12-09.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

rights to or interests in investments

    the investment, specified in article 89 of the Regulated Activities Order (Rights to or interests in investments), which is in summary: any right to or interest in any other specified investment, but excluding:

      1. (a) interests under the trusts of an occupational pension scheme;
      1. (b) rights to or interests in a contract of insurance of the kind referred to in paragraph (1)(a) of article 60 of the Regulated Activities Order (Plans covered by insurance or trust arrangements), or interests under a trust of the kind referred to in paragraph 1(b) of article 60 of the Regulated Activities Order (Plans covered by insurance or trust arrangements);
      1. (c) any other specified investment.5