Status: You are viewing the version of the handbook as on 2016-12-01.

rights to or interests in investments

    the investment, specified in article 89 of the Regulated Activities Order (Rights to or interests in investments), which is in summary: any right to or interest in any other specified investment, but excluding:

      1. (a) interests under the trusts of an occupational pension scheme;
      1. (b) rights to or interests in a contract of insurance of the kind referred to in paragraph (1)(a) of article 60 of the Regulated Activities Order (Plans covered by insurance or trust arrangements), or interests under a trust of the kind referred to in paragraph 1(b) of article 60 of the Regulated Activities Order (Plans covered by insurance or trust arrangements);
      1. (c) any other specified investment.5