representative

an individual who:2628

1. (a) is appointed by a firm, or by an appointed representative of a firm, to carry on any of the following activities:2628
   1. (i) advising on investments;2628
   1. (ii)61 providing basic advice on stakeholder products61;28
   1. (iii) arranging (bringing about) deals in investments;2628
   1. (iv) dealing in investments; or2628
1. (b) although not appointed to do so, carries on any of the activities in (i) to (iii) on behalf of a firm or its appointed representative .26128