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Glossary Terms

E-Commerce Directive
E-money and Payments Transitional Provisions Regulations
early exit charge
early repayment charge
early warning indicator
EBA
ECA recipient
ECAI
ECD Regulations
economically equivalent OTC contract
ECR
EEA
EEA account
EEA AIF
EEA AIFM
EEA branch senior manager function
EEA commodities market
EEA core SMCR firm
EEA firm
EEA insurance parent undertaking
EEA key investor information document
EEA MCR
EEA MiFID investment firm
EEA PTV firm
EEA regulator
EEA SMCR banking firm
EEA SMCR firm
EEA State
EEA State compensation scheme
EEA UCITS management company
EEA UCITS scheme
effecting contracts of insurance
efficient portfolio management
EG
EIOPA
EIS
EIS fund
EIS managed portfolio
EIS manager
EIS particulars
EIS share
EIS subscription
Electing Participants Order
Electing Participants Regulations
elective eligible counterparty
elective professional client
electricity
electronic commerce activity
electronic commerce activity direction
electronic commerce communication
electronic communication
electronic means
electronic money
electronic money customer
Electronic Money Directive
electronic money institution
electronic money issuer
Electronic Money Regulations
electronic SCV rules
eligible
eligible claimant
eligible complainant
eligible counterparty
eligible counterparty business
eligible ECAI
eligible individual
eligible institution
eligible instrument
eligible LLP members' capital
eligible pension benefits
EMD complaint
EMIR
EMIR indirect clearing default management obligations
EMIR indirect clearing RTS
EMIR L2 Regulation
EMIR requirements
EMIR technical standards on OTC derivatives
emission allowance
Emission Allowance Trading Directive
emissions auction product
employee
employee benefit consultant
employees' share scheme
employer
employer or trustee funded pension advice charge
employers' liability insurance
employment
employment-related claim
EMPS
end client
endowment assurance
energy
energy collective investment scheme
energy investment
energy market activity
energy market participant
engage in claims management activity
engage in investment activity
engagement policy
enhanced capital requirement
enhanced reporting investment
enhanced scope SMCR firm
entering as provider into a funeral plan contract
entering into a home finance transaction
entering into a home purchase plan
entering into a home reversion plan
entering into a regulated consumer hire agreement as owner
entering into a regulated credit agreement as lender
entering into a regulated mortgage contract
entering into a regulated sale and rent back agreement
enterprise
Enterprise Investment Scheme
equity market adjustment ratio
equity release activity
equity release adviser
equity release arranger
equity release intermediary
equity release mediation activity
equity release provider
equity release transaction
equity security
equity share
equity share capital
equity stake
equivalent
equivalent business of a third country investment firm
equivalent new business price
ESG financial considerations
ESMA
ESMA AIFMD key concepts guidelines
ESMA guidelines on alternative performance measures
ESMA guidelines on APMs Questions and Answers
ESMA guidelines on risk factors
ESMA MAR delayed disclosure guidelines
ESMA PR Prospectus Questions and Answers
established
established surplus
establishing, operating or winding up a collective investment scheme
establishing, operating or winding up a personal pension scheme
establishing, operating or winding up a stakeholder pension scheme
establishment
establishment costs
ETF
EU
EU auction regulation
EU benchmarks regulation
EU CRR
EU EMIR
EU Exit Passport Regulations
EU MiFIR
EU OTF
EU Prospectus Regulation
EU regulated market
EU regulation
EU Securities Financing Transactions Regulation
EU-adopted IFRS
EU-adopted international accounting standards
EU-adopted International Financial Reporting Standards
EU-adopted International Financial Reporting Standards (or EU adopted IFRS)
European Economic Area
European Standardised Information Sheet (ESIS)
EUWA
EV
EVE
evidential provision
ex-section 43 firm
ex-section 43 lead regulated firm
excepted contract
excess LLP members' drawings
excess surplus
exchange traded
exchange traded product
exchange-traded fund
excluded activity
excluded communication
excluded custody activities
excluded material
excluded security
execute
execution criteria
execution factors
execution of orders on behalf of clients
execution venue
execution-only sale
execution-only transaction
executive director function
executive management
executive procedures
exempt activity
exempt article 3(1)(b) credit agreement
exempt BIPRU commodities firm
exempt CAD firm
exempt IFPRU commodities firm
exempt insurance intermediary
exempt MCD credit agreement
exempt MCD regulated mortgage contract
exempt MiFID commodities firm
exempt person
exempt professional firm
exempt regulated activity
Exemption Order
exercise notice
exercise price
exercise time
exercising, or having the right to exercise, the lender's rights and duties under a regulated credit agreement
exercising, or having the right to exercise, the owner's rights and duties under a regulated consumer hire agreement
existing funeral plan product
existing product
exit day
exit strategy
expiration date
exposure
exposure value
exposure value excess
extended warranty
external AIFM
external client money reconciliation
external custody reconciliation
external management company
external valuer
extraction
extraordinary resolution