FCA Handbook

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

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COBS 18.4 Stock lending activity

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

CASS 6.6 Records, accounts and reconciliations

PERG 2.6 Specified investments: a broad outline

IPRU-INV 5.11 Position risk requirement

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 16.23 Annual Financial Crime Report

INSPRU 1.5 Internal-contagion risk

REC 2.3 Financial resources

CASS 1.4 Application: particular activities

DTR 8.5 Supervision of primary information providers

MAR 1.3 Insider dealing

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme