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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action