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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

PR App 1.1

As Published: 2005

PR App 1.1

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors