1 - 20 of 112 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

APER 1.1A Application

As Published: 2015

APER 1.1A Application

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SYSC 4.6

As Published: 2015

SYSC 4.6

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

SYSC 4.7

As Published: 2015

SYSC 4.7

SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight