FCA Handbook

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 10A.6 FCA governing functions

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

LR 19.2 Requirements for listing

EG 19.15 The conduct of investigations under the Money Laundering Regulations

SUP 15A.1 Application and notifications under EMIR

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 6.13 Record keeping

EG 2.2 Case selection and referral criteria