Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options

Content Options

View Options

You are viewing the version of the document as on 2022-01-01.

Timeline guidance

Alternative versions

  1. Point in time

WDPG 4.5 Continuing regulatory requirements during wind-down

WDPG 4.5.1G

1Continuing requirements during wind-down: The wind-down plan does not create an exception for complying with threshold conditions or our rules during the wind-down period.

WDPG 4.5.2G

During wind-down firms will need to continue to comply with the Principles, reporting requirements, financial resource requirements and any other relevant requirements.