WDPG 4.5 Continuing regulatory requirements during wind-down
WDPG 4.5.1G
1Continuing requirements during wind-down: The wind-down plan does not create an exception for complying with threshold conditions or our rules during the wind-down period.
WDPG 4.5.2G
During wind-down firms will need to continue to comply with the Principles, reporting requirements, financial resource requirements and any other relevant requirements.