Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

WDPG 4.3 Client monies and custody assets

WDPG 4.3.1G

1Any firm holding client monies or custody assets must ensure that it complies with all applicable CASS rules.

WDPG 4.3.2G

In particular, all firms that fall under the requirements of CASS 10.1.1R must maintain a CASS resolution pack.

WDPG 4.3.3G

The purpose of the CASS resolution pack is to ensure that a firm maintains and is able to retrieve information that would, in the event of its insolvency, help an insolvency practitioner achieve a timely return of client money and safe custody assets held by the firm to its clients.