Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options

Add to favourites

View Options

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2009-03-06

UPRU 2.3 Application of certain rules in the interim prudential sourcebook for investment businesses

UPRU 2.3.1R
  1. (1)

    The following rules in the Interim Prudential sourcebook for investment businesses apply to a firm in respect of qualifying subordinated loans, qualifying undertakings and records:

    1. (a)

      IPRU(INV) 5.2.5(1), (2) and (4) to (7) R;

    2. (b)

      IPRU(INV) 5.2.6(3) R; and

    3. (c)

      IPRU(INV) 5.3.1(1) R and IPRU(INV) 5.3.1(4) to 5.3.1(6) R.

  2. (2)

    References in those rules to:

    1. (a)

      IPRU(INV) Table 5.2.2(1) R are to be construed as references to UPRU Table 2.2.1 R;

    2. (b)

      IPRU(INV) 5.2.3(1) R are to be construed as references to UPRU 2.1.1 R;

    3. (c)

      IPRU(INV) 5.3.1(3) R are to be construed as references to UPRU 2.4.1 R; and

    4. (d)

      IPRU(INV) 5.2.1(2) are to be construed as references to UPRU 2.1.1 R.